If you are thinking about starting a business in the financial sector then you will need to be authorized by the Financial Conduct Authority (FCA). MEMA Consultants can help you with this process as well as provide ongoing support to ensure you remain compliant. We can also help if you are an Appointed Representative of an authorized firm.
The first step is to check the fca registerto see if the firm you want to work with is authorized. You can do this by searching for their name or firm reference number (FRN). If they are not on the register then they are not authorized and you should not proceed any further.
Once you have found an authorized firm, you need to check that they are able to offer the services you require. Many firms only provide advisory services but others may allow customers to invest directly in stocks and shares. If you need to buy shares or invest money, it is worth checking that the company has enough assets to provide these investment opportunities before going ahead.
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